RegAlign®
Compliance
Connect regulatory obligations, compliance risks, controls, evidence, monitoring, findings, actions, governance decisions and reporting.
See RegAlignEach product has a distinct job. Across the family, evidence stays linked to the risks, controls, reviews and decisions it supports, so teams do not have to rebuild the record by hand.
Compliance
Connect regulatory obligations, compliance risks, controls, evidence, monitoring, findings, actions, governance decisions and reporting.
See RegAlignEnterprise and non-financial risk
Connect objectives, risk taxonomy, assessment, appetite, controls, indicators, incidents, issues, actions and governance decisions.
See RiskAlignRegulated relationships
Keep what the firm knows about a client, the evidence supporting the relationship, material changes, review status and decisions in one connected record.
Governance
Keep who has authority, the evidence considered, challenge, conflicts, dissent, conditions and follow-through connected around important governance decisions.
Assurance
Help reviewers see where assurance came from, whether the evidence is sufficient for the decision, what findings remain and whether remediation has been verified.