Professional support for regulatory, compliance, risk, governance and assurance work.

RegAlign is preparing professional services to help firms understand what needs to change, improve policies and controls, and put those changes into practice. RegAlign will organise evidence and analysis; the client or adviser remains responsible for professional decisions.

We are not currently accepting professional-services engagements. The service will open only after the required insurance, contracting and launch controls are complete.

What is being prepared

Reviews and diagnostics

Review what is in place, test the evidence, identify material gaps and make clear what needs attention.

Policies, controls and monitoring

Design or improve the policies, procedures, risk and control arrangements, monitoring, governance and evidence needed to make change work in practice.

Product implementation and adoption

Where an Align product is suitable, help the firm configure and adopt it around the organisation’s requirements, data, roles and working methods. Advisory remains available without requiring a software purchase.

Examples of the work

Compliance Function Effectiveness

A planned diagnostic covering how the compliance function is designed, evidenced and operating, and where attention is needed.

See the planned diagnostic

For professional advisers

A planned route for specific research, regulatory mapping, evidence preparation and delivery support while the adviser keeps the client relationship and professional judgement.

See the planned adviser model

Availability

Not open for engagement yet.

We are not currently accepting professional-services work. We will open the service only after the required professional-risk insurance is in place, the contracts are ready and the formal launch decision has been made.